色花堂Finance Symposium

The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. 色花堂and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

OCC also provides free and engaging educational resources about the benefits and risks of options through its Options Industry Council (OIC).

At S&P Global Market Intelligence Cappitech, we understand the importance of accurate, deep and insightful information. We integrate financial and industry data, research and news into tools that help track performance, generate alpha, identify investment ideas, perform valuations and assess credit risk. Investment professionals, government agencies, corporations and universities around the world use this essential intelligence to make business and financial decisions with conviction.

S&P Global Market Intelligence Cappitech provides regulatory reporting, best execution analysis and business intelligence solutions that meet the fast-evolving needs of the largest and most complex financial and non-financial institutions. Our cloud-based, cross-regulation SaaS platform fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard for reporting regimes such as EMIR, MiFID, SFTR, FinfraG, SEC, CFTC, Canadian reporting, ASIC, MAS, HKMA, JFSA and others.

EquiLend is a global financial technology, data and analytics firm offering Trading, Post-Trade, Data & Analytics, RegTech and Integrated Platform Solutions for the securities finance industry. EquiLend has offices in New York, New Jersey, Boston, Toronto, London, Dublin, India, Hong Kong and Tokyo and is regulated in jurisdictions around the globe.

EquiLend鈥檚 solutions are designed for efficiency, automation and innovation in the global securities finance marketplace. EquiLend鈥檚 solutions cover everything a firm needs to power their securities lending, collateral or swaps business with Trading (NGT, EquiLend Clearing Services, Collateral Trading, Swaptimization), Post Trade (Post-Trade Suite), Data & Analytics (DataLend), RegTech (SFTR, CSDR, ALD) and 色花堂Finance Platform Solutions (EquiLend Spire). Our solutions, offered to agent lenders, broker-dealers and beneficial owners worldwide, deliver global access to liquidity, scalability and reduced risk.

FinOptSys challenges the global status quo with the first true Peer to Peer 色花堂Financing platform. It was borne from clients demanding efficient, transparent, analytical and customizable cross asset utilization solutions for all things 色花堂Financing and has been built with Client Centricity at its core.

We sit seamlessly on top of any existing systems and are a fully Modular State of the Art Enterprise Wide cloud-based SaaS platform. Our patent-pending quantitative intelligent algorithms drive our unique multidimensional approach and provide insights and predictive analytics for quantifiable and actionable decision making for the real-time optimization of financial resources deployed in the global 色花堂Financing business.

FinOptSys is the Solution for the Future.

FIS is a leading provider of technology solutions for financial institutions and businesses of all sizes and across any industry globally. We enable the movement of commerce by unlocking the financial technology that powers the world鈥檚 economy. Our employees are dedicated to advancing the way the world pays, banks and invests through our trusted innovation, system performance and flexible architecture. We help our clients use technology in innovative ways to solve business-critical challenges and deliver superior experiences for their customers. Headquartered in Jacksonville, Florida, FIS is a member of the Fortune 500庐 and the Standard & Poor鈥檚 500庐 Index.

To learn more, visit www.fisglobal.com. Follow FIS on Facebook, LinkedIn and Twitter (@FISGlobal).

Combining Wall Street expertise with Silicon Valley technology, GLMX has developed a thriving ecosystem for the negotiation, execution and management of money market instruments including securities financing transactions (SFT). Using state-of-the-art streaming technology, GLMX facilitates a wide array of SFT including multi-variable negotiation, lifecycle events management, STP, reporting and data management. Funded by leading Silicon Valley venture capital firms, GLMX brings unparalleled trading and liquidity management workflow efficiencies to existing counterparties in the global securities financing markets.

The GLMX solution provides intuitive technology, extremely quick development times and enhanced customisation. These characteristics allow GLMX to create a premium user experience.

鈥� Web-based, RFQ-driven, Multi-variable Negotiation 鈥� Bilateral, cleared, and triparty 鈥� Cross-currency, locates, rate runs, packages 鈥� Extensive data capture 鈥� Trade life-cycle management 鈥� Full SFTR reporting 鈥� Pre and post trade API 鈥� Pre-trade control functions

Hazeltree provides innovative cloud-based treasury solutions to investment management firms, delivering enhanced transparency, liquidity, improved performance and risk mitigation.

Hazeltree鈥檚 treasury and portfolio finance solutions serve these sectors: hedge funds, asset managers, private equity, real estate investment, pensions and endowments, infrastructure and their service providers.

Kaizen are regulatory specialists on a mission to transform the quality of regulatory reporting in the financial services industry.

By combining regulatory expertise with advanced technology, we鈥檝e developed our multi-award winning automated services for assurance, shareholding disclosure and our Single Rulebook digital platform.

It鈥檚 our forensic focus on data accuracy that sets us apart and we are proud to call many of the world鈥檚 largest banks, asset managers, hedge funds and brokers as our clients.

Whether it鈥檚 the global shareholding disclosure rules, or reporting under SFTR, MiFIR, EMIR, CFTC or another G20 regulation, Kaizen exists to help our clients reduce costs, improve quality and increase confidence in their regulatory reporting.

Pirum Systems was founded in 2000 with the objective of automating the full post-trade lifecycle for the securities finance and collateral management industries. The Software as a Service (SaaS) platform has since become the industry gold-standard globally for post-trade automation and connectivity solutions. Today, the Pirum platform is used and trusted by over 120 leading financial institutions around the world, covering both buy- and sell-side activities, and including the majority of Global Systemically Important Banks. Pirum delivers automation, operational efficiency, regulatory compliance, and reduced cost for its network of clients, who use Pirum solutions to process in excess of $3.5 trillion a day in global markets. By connecting industry participants around the world, the Pirum dynamo sits at the heart of a complex multi-party financial markets eco-system, all the while increasing transparency, streamlining operations and fostering collaboration.

At Trading Apps, we鈥檙e obsessed with constant improvement. Every second we save, every function we automate, every efficiency we find鈥� they free your team to find that killer advantage.

Because in today鈥檚 trading world, good enough isn鈥檛 good enough.

So we start by listening. By learning your business inside out, we can adapt our software and services to make your workflows more efficient. And because our team have experience in trading and IT support at major global banks, we can help you identify opportunities and solve problems more quickly.